Head of Compliance
Finom
Legal
Netherlands
What you'll do:
- Advising the business on compliance requirements and related controls.
- Identifying regulatory issues proactively and recommending remedies to promote compliance.
- Shaping the group compliance function, including building a ‘compliance by design’ process for new product approvals and reviews.
- Liaising with key stakeholders as required, both internal and external (regulators, advisors, partners, etc.).
- Ensure that the company's compliance framework, policies and processes are aligned with Dutch and EU regulatory requirements, including the Wft, Bpr, Wwft and Sanctiewet at national level; PSD2, EMD2; IPR, DORA, Mifid, MifiR, CRR, and applicable EBA Guidelines.
- Perform compliance reviews of existing services, reviews of expansion initiatives, new products and material changes to current products.
- Identify regulatory issues proactively and recommend pragmatic, business-aware remedies that promote compliance.
- Conduct regulatory gap analyses against existing and new requirements, and translate the outcomes into actionable implementation plans.
- Draft, revise and maintain compliance policies, procedures and internal governance documentation.
- Develop the Annual Compliance Plan, including the design and execution of compliance monitoring activities across the compliance topic universe.
- Lead the existing compliance team, responsible for non-AML compliance matters.
What you'll bring:
- A degree in law, finance, economics or a related field, and the right to work in the Netherlands.
- A minimum of 8 to 10 years of regulatory compliance experience gained within a payments institution, EMI, bank, regulator, or top-tier consultancy or law firm advising regulated financial institutions.
- Experience in C-Suite and board-level engagement on compliance topics.
- Demonstrated experience and working knowledge of the Dutch and EU regulatory framework for financial institutions including at minimum offerors of payments and e-money services.
- Fluency in English; professional working proficiency in Dutch given the focus on Dutch supervisory engagement and source-language regulatory texts.
- The desire and drive to learn, grow and create impact quickly as part of an expanding team.
- Ability to operate in a high-pace environment.
Nice to have:
- A Dutch law qualification (Nederlands recht), or other jurisdictions if paired with significant experience in relevant compliance areas.
- Professional certificates or diplomas in compliance (e.g., VU Compliance & Integrity Management, NCI, ICA).
- Start-up / Scale-up experience and experience at a licensed financial institution.
- CV/Application Review
- Hiring Manager Interview
- Technical Interview
- Panel Interview
- Final Interview